KGI

Join us for a rewarding and challenging career. We are seeking dynamic and highly motivated individuals who are interested to develop a career in the Securities and Derivatives Industry.

Responsibilities

    Compliance matters

    • Develop trade surveillance policies and procedures for monitoring trading activities for any trading misconduct and money laundering suspicious transactions
    • Carry out daily review of trade surveillance exception reports, follow-up on exceptions noted and determine and recommend remedial or preventive actions
    • Review trade error reports and follow up on any irregularities noted
    • Escalate any breaches of regulatory requirements or misconduct or company policies
    • Conduct periodic review of company trade surveillance policies and procedures with the view to implement enhancements, if any to existing practices
    • Conduct investigation into any complaints or feedback received on any potential trading irregularities and any breaches of regulatory requirements noted during reviews or reports received on breaches
    • Develop compliance review programmes, Compliance workplans, self-assessment questionnaire and any other compliance programmes as may be required by Head of Department, front and back office, parent company, regulators and authorities
    • Liaise with relevant regulators, Head Office on any major findings and other compliance reporting requirements
    • Attend and participate in local management, regional and Board meetings
    • Review and process registration of trading representatives
    • Carry out awareness briefing and staff training on regulatory requirements, company policies and procedures
    • Assist Compliance Team to work on compliance tasks as may be required by Head of Department
    • Assist Head of Department / Compliance Team to carry out any compliance tasks or projects as and when necessary as directed by the Head of Department
    • Assist Head of Department and/or Compliance team in carrying out the advisory functions of the Department
    • Any other ad-hoc responsibilities as assigned

    Legal matters

    • To review / assist to review legal agreements and business contracts with financial institutions
    • To act as a legal coordinator on legal matters with external legal counsels including those from parent company in Taiwan
    • To provide legal advice and views on ad hoc legal matters.

Requirements

    • Degree holder in related field with at least 7 years of relevant work experience in corporate law and Securities, Derivatives & Futures markets
    • High degree of professional ethics and integrity
    • Strong communication, interpersonal and organizational skills
    • Strong analytical and writing skills
    • Ability to work independently and interact with people at all levels
    • A strong team player who is confident, motivated, possesses initiative and the ability to prioritize, multi-task and work under pressure

Responsibilities

    • Provide first line support by responding to clients' calls and emails inquiries including questions about trading platforms' functionalities, platforms setup, connectivity and troubleshooting
    • Ensure users' queries and problems are followed up and resolved promptly and effectively through a systematic tracking/follow up process
    • Conduct trading platforms update and liaise with vendors on technical and infrastructure issues
    • Ensure IT deliverables have proper quality control through unit/integration test, UAT and proper handing over to production
    • Work closely with eFX and Sales Department to collate and communicate their requirements into visible project plans
    • Run the project on a day-to-day basis within specified quality, time and cost constraints

Requirements

    • Minimum a Diploma or Degree in IT, Business Administration, Finance or related fields with at least 1 year of relevant experience
    • Possess CMFAS M1A, M2A, M5, M6 and M6A or equivalent license will be an advantage
    • Financial products knowledge
    • Experience with MT4 is preferred
    • Good command of both written and spoken English and Mandarin in order to liaise with Chinese speaking associates
    • Excellent communication skills and relationship building skills
    • Client centric with a passion to go the extra mile for clients
    • Self-motivated and highly independent individual who is able to multi-task and results-oriented
    • A committed, and confident team player with the ability to respond positively to request for assistance
    • Competency in Microsoft Excel, PowerPoint and Word

Responsibilities

    • System design, application development, support and project management on back office systems and related modules
    • Back Office and Sun Accounting systems and related applications modules support
    • ETL Application design and development, system enhancement and trouble shooting
    • Project management, user and UAT support, migration and system deployment planning
    • Business analysis and user requirements gathering and documentation, re-engineering for continuous improvement in operations
    • Provide technical solution for new business initiatives
    • Daily and month-end batch jobs support
    • Any other ad-hoc responsibilities assigned

Requirements

    • Diploma / Degree in Computer Science / Information Technology or equivalent, at least 6 years relevant IT experience
    • Fundamental knowledge in financial instruments and market will be added advantage
    • Strong analysis skill in understanding business flow, trouble shooting and user requirement gathering
    • Good track of application development and implementation record
    • Proficient application development skills in MS .Net C#, MS SQL database, Database Development, FIX protocol /Java / Oracle and XML
    • Team player and with good communication skills

Responsibilities

    • Provide front office trading systems support in securities, futures and foreign exchange on shift rotation (Platform training will be provided)
    • Manage servers environment (Wintel and Linux), corporate network (LAN, WAN, MAN, VoIP) and office structure cabling
    • Perform feasibility studies and consolidate streamlines with team to determine future planning, latest technology trend, implementation and cost optimization
    • Manage and prepare IT requirements, proposals and procurements process for IT infrastructure
    • Define improvements and increased system reliability, security and performance
    • Manage services and vendor outsourcing in the aspects of IT infrastructure
    • Available to standby and provide 24x7 IT infrastructure support
    • Ensure IT infrastructure setup adhere to regulatory and audit guidelines
    • Acts as the IT infrastructure liaison in providing critical operational insight to upcoming business requirements, implementations and strategies, including validation of ongoing solutions supportability
    • Manage and oversee annual internal / external audit exercises and follow-up on rectification
    • Any other ad-hoc responsibilities as assigned from time to time

Requirements

    • Diploma / Degree in Computer Science / Information Technology or equivalent
    • At least 3 years relevant and strong technical experience in IT infrastructure technology areas
    • Extensive experience MS Windows Server, Active Directory, DHCP, DNS, Cisco network, VMware etc.
    • Strong analytical ability and problem solving skills, good interpersonal and communication skills both written and verbal across different levels of management and users, customers and vendors.

 

Join us to discover a rewarding and challenging career with KGI Securities (Singapore).

We offer attractive salary packages and long-term career development to successful candidates. You are invited to email your cover letter and full resume to [email protected]

We thank you for your interest and please note that only shortlisted candidates will be notified.


Begin your trading journey now