KGI

Join us for a rewarding and challenging career. We are seeking dynamic and highly motivated individuals who are interested to develop a career in the Securities and Derivatives Industry.

Responsibilities

    Compliance matters

    • Develop trade surveillance policies and procedures for monitoring trading activities for any trading misconduct and money laundering suspicious transactions
    • Carry out daily review of trade surveillance exception reports, follow-up on exceptions noted and determine and recommend remedial or preventive actions
    • Review trade error reports and follow up on any irregularities noted
    • Escalate any breaches of regulatory requirements or misconduct or company policies
    • Conduct periodic review of company trade surveillance policies and procedures with the view to implement enhancements, if any to existing practices
    • Conduct investigation into any complaints or feedback received on any potential trading irregularities and any breaches of regulatory requirements noted during reviews or reports received on breaches
    • Develop compliance review programmes, Compliance workplans, self-assessment questionnaire and any other compliance programmes as may be required by Head of Department, front and back office, parent company, regulators and authorities
    • Liaise with relevant regulators, Head Office on any major findings and other compliance reporting requirements
    • Attend and participate in local management, regional and Board meetings
    • Review and process registration of trading representatives
    • Carry out awareness briefing and staff training on regulatory requirements, company policies and procedures
    • Assist Compliance Team to work on compliance tasks as may be required by Head of Department
    • Assist Head of Department / Compliance Team to carry out any compliance tasks or projects as and when necessary as directed by the Head of Department
    • Assist Head of Department and/or Compliance team in carrying out the advisory functions of the Department
    • Any other ad-hoc responsibilities as assigned

    Legal matters

    • To review / assist to review legal agreements and business contracts with financial institutions
    • To act as a legal coordinator on legal matters with external legal counsels including those from parent company in Taiwan
    • To provide legal advice and views on ad hoc legal matters.

Requirements

    • Degree holder in related field with at least 7 years of relevant work experience in corporate law and Securities, Derivatives & Futures markets
    • High degree of professional ethics and integrity
    • Strong communication, interpersonal and organizational skills
    • Strong analytical and writing skills
    • Ability to work independently and interact with people at all levels
    • A strong team player who is confident, motivated, possesses initiative and the ability to prioritize, multi-task and work under pressure

Responsibilities

    Reporting to the Head of Sales, you will be responsible for developing and maintaining relationships with the institutional clients (eg. Hedge funds, financial institutions, family offices and EAMs etc.) throughout the South East Asia region.  

    • Responsible for business development and execution of sales strategies
    • Drive sales of exchange-traded and exchange-cleared OTC derivatives products to the targeted clients
    • Generate commissions from institutional client base 
    • Build new institutional business by onboarding new clients 
    • Manage and maintain relations with existing client portfolios
    • Increase existing institutional business by increasing share of client business 
    • Work on a team level to identify new opportunities within the target market
    • Develop and maintain internal relationships with other channels and functional teams to onboard new clients

Requirements

    • Degree holder in related discipline
    • Minimum 3 years experience in sales trading / dealing with institutional clients or institutional sales experience preferred
    • Must possess locally required licenses
    • Experience with major global exchanges (eg. SGX, HKEX, CME, ICE, LME etc.) needed
    • Self-motivated individual, with a commitment to excellence
    • Excellent communication skills and ability to deal with clients
    • Ability to interact effectively with individuals at all levels in the organisation
    • Ability to focus and prioritise the key initiatives across a broad range of opportunities and relationships

Responsibilities

    • Provide first line support by responding to clients' calls and emails inquiries including questions about trading platforms' functionalities, platforms setup, connectivity and troubleshooting
    • Ensure users' queries and problems are followed up and resolved promptly and effectively through a systematic tracking/follow up process
    • Conduct trading platforms update and liaise with vendors on technical and infrastructure issues
    • Ensure IT deliverables have proper quality control through unit/integration test, UAT and proper handing over to production
    • Work closely with eFX and Sales Department to collate and communicate their requirements into visible project plans
    • Run the project on a day-to-day basis within specified quality, time and cost constraints

Requirements

    • Minimum a Diploma or Degree in IT, Business Administration, Finance or related fields with at least 1 year of relevant experience
    • Possess CMFAS M1A, M2A, M5, M6 and M6A or equivalent license will be an advantage
    • Financial products knowledge
    • Experience with MT4 is preferred
    • Good command of both written and spoken English and Mandarin in order to liaise with Chinese speaking associates
    • Excellent communication skills and relationship building skills
    • Client centric with a passion to go the extra mile for clients
    • Self-motivated and highly independent individual who is able to multi-task and results-oriented
    • A committed, and confident team player with the ability to respond positively to request for assistance
    • Competency in Microsoft Excel, PowerPoint and Word

Responsibilities

    • System design, application development, support and project management on back office systems and related modules
    • Back Office and Sun Accounting systems and related applications modules support
    • ETL Application design and development, system enhancement and trouble shooting
    • Project management, user and UAT support, migration and system deployment planning
    • Business analysis and user requirements gathering and documentation, re-engineering for continuous improvement in operations
    • Provide technical solution for new business initiatives
    • Daily and month-end batch jobs support
    • Any other ad-hoc responsibilities assigned

Requirements

    • Diploma / Degree in Computer Science / Information Technology or equivalent, at least 6 years relevant IT experience
    • Fundamental knowledge in financial instruments and market will be added advantage
    • Strong analysis skill in understanding business flow, trouble shooting and user requirement gathering
    • Good track of application development and implementation record
    • Proficient application development skills in MS .Net C#, MS SQL database, Database Development, FIX protocol /Java / Oracle and XML
    • Team player and with good communication skills

Responsibilities

    • Provide front office trading systems support in securities, futures and foreign exchange on shift rotation (Platform training will be provided)
    • Manage servers environment (Wintel and Linux), corporate network (LAN, WAN, MAN, VoIP) and office structure cabling
    • Perform feasibility studies and consolidate streamlines with team to determine future planning, latest technology trend, implementation and cost optimization
    • Manage and prepare IT requirements, proposals and procurements process for IT infrastructure
    • Define improvements and increased system reliability, security and performance
    • Manage services and vendor outsourcing in the aspects of IT infrastructure
    • Available to standby and provide 24x7 IT infrastructure support
    • Ensure IT infrastructure setup adhere to regulatory and audit guidelines
    • Acts as the IT infrastructure liaison in providing critical operational insight to upcoming business requirements, implementations and strategies, including validation of ongoing solutions supportability
    • Manage and oversee annual internal / external audit exercises and follow-up on rectification
    • Any other ad-hoc responsibilities as assigned from time to time

Requirements

    • Diploma / Degree in Computer Science / Information Technology or equivalent
    • At least 3 years relevant and strong technical experience in IT infrastructure technology areas
    • Extensive experience MS Windows Server, Active Directory, DHCP, DNS, Cisco network, VMware etc.
    • Strong analytical ability and problem solving skills, good interpersonal and communication skills both written and verbal across different levels of management and users, customers and vendors.

Responsibilities

    • Work on interpreting economic and market trends and recommend trading and investment strategies to clients on a weekly basis
    • Assist in developing financial models for forecasting and undertake financial statement analysis
    • Prepare equity research reports that are backed up by industry and company-specific data, as well as insights from industry experts and company management
    • Keeping abreast with market developments, e.g. new investment ideas etc, that can affect markets across different asset classes
    • Any other ad-hoc responsibilities assigned

Requirements

    • Degree holder in related discipline (preferably Accountancy or Finance major)
    • Strong analytical skills and attention to details
    • Team player, self-motivated, independent and able to work under pressure
    • Ability to interact/communicate with internal/external clients with good presentation skills
    • Ability to multi task and meet deadlines
    • Minimum 1-3 years experience in equity analysis and/or some audit working experience
    • Proficient in spreadsheets, databases, Bloomberg and Reuters

Responsibilities

    • Assess and monitor clients’ and counterparty brokers credit risk and determine limits
    • Assess and monitor market risks including conducting stress testing
    • Margin and collateral management
    • Regulatory and management reporting
    • Undertake and participate in project works

Requirements

    • Degree holder in related discipline
    • 1-2 years exposure in the capital markets
    • Prior experience in brokerage industry is advantageous
    • Meticulous, positive attitude, team player yet able to work independently 
    • Able to work well within tight deadlines in a fast-paced environment
    • Strong in Excel preferably with VBA, Python & SQL knowledge
    • Able to do shift work on rotating basis and on Public Holiday

 

Join us to discover a rewarding and challenging career with KGI Securities (Singapore).

We offer attractive salary packages and long-term career development to successful candidates. You are invited to email your cover letter and full resume to [email protected]

We thank you for your interest and please note that only shortlisted candidates will be notified.


Begin your trading journey now