All customers need to be aware that certain market conduct are prohibited under the Securities and Futures Acts (“SFA”). Relevant prohibited market conduct are set out below:
SFA S206 False trading
SFA S207 Bucketing
SFA S208 Manipulation of price of futures contract and cornering
SFA S209 Fraudulently inducing persons to trade in futures contracts
SFA S210 Employment of fraudulent or deceptive devices, etc
SFA S211 Dissemination of information about illegal transactions
For detailed information, please refer to SFA Part XII Market Conduct, Division 2 – Prohibited Conduct – Futures Contracts, Leveraged Foreign Exchange Trading.
Customers shall not engage in any such prohibited market conduct.
